A persistent threat over recent decades and a continuing burden to global economic development, financial crime, fraud, corruption, and money laundering, has developed into a focal point in the continued development of financial services.. With an ever expanding armoury of regulation, and with criminals more intent on exploiting systemic gaps than ever before, this programme will look at ways to minimise institutional risk and reduce
potential exposure to growing threat of both internal and external financial crime.
This course will give participants of detailed overview of the history and background of financial crime, money laundering, fraud prevention, bribery, and corruption, looking at a wide range of financial crime scenarios to develop a deep understanding of these issues from a theoretical and practical perspective. The program is focused on the financial services industry, looking at the role of regulators, international bodies, and NGO’s. It will aim to develop skills to help organisations minimise their exposure and risk to this growing area of global crime, using current trends and typologies to adequately establish frameworks for continued deterrence.
- Understand the history and evolution of money laundering and terrorist financing, looking at the criminal history and global development of white collar crime.
- Look into global, regional, and local frameworks that have been adopted to better understand how various jurisdictions battle the threat of financial crime, corruption, and fraud.
- Assess current trends, including sanctions and trade-based money laundering, and what the Risk- Based Approach means for you, as well as potential future developments.
- Build an awareness and understanding of how financial crime and Fraud Prevention fit into your broader Compliance Framework, and the skills and knowledge required to achieve sustainability.
- Understand international regulatory regimes, the growing interconnectedness of governmental bodies, and the changing nature of evolving financial crime threats.
WHO SHOULD ATTEND?
This program is designed to provide a holistic overview of Anti Money Laundering and Fraud Prevention compliance. All professionals with responsibility for compliance will benefit by attending, specifically:
- Money Laundering Reporting Officers
- Anti-Money Laundering, Financial Crime Prevention, and Fraud staff
- Compliance Officers/Managers and their Deputies
- Managers with responsibility for internal compliance controls
- Managers and Executives
- Professional Risk Managers
- Legal Advisers and Lawyers
- Auditors and Audit Managers
- Regulatory Representatives
- Company Secretaries
The CISI is the largest and most widely respected professional body for the securities and investment industry in the growing number of financial center’s globally. With the highest standards of professionalism , CISI Offers the following three elements in the wider financial services area: Knowledge, Skills and Behavior.
Formed in 1992 by London Stock Exchange practitioners, CISI has a global community of more than 40,000 members in 121 countries, where more than 41,000 exams were sat in the 2015 calendar year.
- Length 5 days
- Level Advanced Training
- Industry Audit, Regulation & Compliance
- Prerequisites None
- Association CISI - Chartered Institute for Securities & Investment
- Language English
- This program is worth 35 NASBA CPE credits
The background and nature of financial crime
Financial Crime Risk Management
The Role of the Financial Services Industry