Certified Compliance Professional
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English
Intermediate
7 Nasba
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Course Overview
As regulatory and compliance requirements evolve, organizations must be empowered to do the same. The Certified Compliance Professional program provides delegates the tools to assess and strengthen their own Governance, Regulatory and Compliance (GRC) environments.
Using global and regional frameworks as blueprints, the modules cover best practices that delegates can lean on to develop effective GRC practices, at both the individual and the organizational level, while also respecting or exceeding regulatory parameters, and giving tools to help their organization reduce risk.
Using global and regional frameworks as blueprints, the modules cover best practices that delegates can lean on to develop effective GRC practices, at both the individual and the organizational level, while also respecting or exceeding regulatory parameters, and giving tools to help their organization reduce risk.
Key Takeaways
1
Regulatory and compliance deep dive
2
Leveraging international frameworks to augment local realities
3
Preventing and detecting financial crimes
4
Building GRC systems and controls, aligned to ISO 37301 and other global standards
5
Demystifying cybersecurity, and safeguarding data
International Academy of Business and Financial Management
The International Academy of Business and Financial Management™ is one of the world’s fastest growing professional association with more than 200,000 members, associates and affiliates in 145 countries. IABFM™ hosts and organizes certification training worldwide and offers exclusive board designations to candidates who meet the highest professional standards and assessment criteria. The IABFM is credited by the American National Standards Institute (ANSI) the International Standards setting authority.
Course Outline
Day 1
Global Regulatory Frameworks
→ Overview of the global regulatory environment
→ The role of compliance within an organization
→ Major stakeholders in the compliance chain
→ Tangible benefits of strong compliance structure
→ Evolution of compliance internationally
→ Compliance framework gold standards
→ Inter-country cooperation and crossborder compliance obstacles
→ ISO 19600: Compliance Management Systems
→ Using regulatory and compliance toolkits
→ Key regulatory inventory
→ Evolution of compliance in the Middle East
→ OECD, FATCA, FBAR and other Common Reporting Standards
→ The role of compliance within an organization
→ Major stakeholders in the compliance chain
→ Tangible benefits of strong compliance structure
→ Evolution of compliance internationally
→ Compliance framework gold standards
→ Inter-country cooperation and crossborder compliance obstacles
→ ISO 19600: Compliance Management Systems
→ Using regulatory and compliance toolkits
→ Key regulatory inventory
→ Evolution of compliance in the Middle East
→ OECD, FATCA, FBAR and other Common Reporting Standards
Day 2
Tone at the Top & Compliance Culture
→ What is Compliance Culture?
→ Industry vs. market vs. regulatory pressures
→ The Values Led Mindset
→ Changing and embedding culture
→ Why does Governance matter?
→ Key Corporate Governance Principles
→ Governance, Risk and Compliance: the framework
→ Awareness, communication, education
→ Accountability frameworks
→ Incentivizing ethical behaviour
→ Independent compliance assessments
→ Corporate Maturity
• What is Maturity?
• Achieving corporate maturity
• The Maturity Framework
• The role of employees in developing your Maturity Framework
→ Industry vs. market vs. regulatory pressures
→ The Values Led Mindset
→ Changing and embedding culture
→ Why does Governance matter?
→ Key Corporate Governance Principles
→ Governance, Risk and Compliance: the framework
→ Awareness, communication, education
→ Accountability frameworks
→ Incentivizing ethical behaviour
→ Independent compliance assessments
→ Corporate Maturity
• What is Maturity?
• Achieving corporate maturity
• The Maturity Framework
• The role of employees in developing your Maturity Framework
Day 3
Office of the Chief Compliance & Chief Risk Management Officers
→ An introduction to compliance
→ Organizational structure of the compliance function
→ The role of the board of directors, management, and internal/external audit
→ The need for Internal Controls
→ Understand how to identify, mitigate and control risks effectively
→ The Role and Responsibilities of Chief Compliance officer
→ The Role and Responsibilities of Chief Risk Management officer
→ Key compliance risk inventory
→ Building corporate compliance policies
→ Corporate Governance and Financial Crime Prevention
→ Compliance training and compliance culture
→ Ongoing compliance with laws and regulations
→ Creating a Compliance Monitoring Program
→ General principles for performing Compliance Monitoring Testing
→ Raising compliance issues arising from Compliance Monitoring Testing
→ Reputational risk and anti-trust regulations
→ Compliance frameworks throughout the supply chain
→ Organizational structure of the compliance function
→ The role of the board of directors, management, and internal/external audit
→ The need for Internal Controls
→ Understand how to identify, mitigate and control risks effectively
→ The Role and Responsibilities of Chief Compliance officer
→ The Role and Responsibilities of Chief Risk Management officer
→ Key compliance risk inventory
→ Building corporate compliance policies
→ Corporate Governance and Financial Crime Prevention
→ Compliance training and compliance culture
→ Ongoing compliance with laws and regulations
→ Creating a Compliance Monitoring Program
→ General principles for performing Compliance Monitoring Testing
→ Raising compliance issues arising from Compliance Monitoring Testing
→ Reputational risk and anti-trust regulations
→ Compliance frameworks throughout the supply chain
Day 4
Financial Crime
→ Defining financial crime vs. fraud
→ Understanding anti-money laundering (AML)
→ Cross-jurisdictional treaties and enforcement
→ Off-shore banking
→ Challenges for financial institutions
→ Reporting requirements
→ Development of the Risk Based Approach
→ Understanding anti-terrorism laundering (ATF)
→ Frameworks for identifying suspicious activity
→ Monitoring, detection and reporting breaches
→ Designing an effective internal reporting system
→ Managing the investigation process
→ Bribery and corruption
→ Insider trading
→ Market manipulation
→ Sanctions and their role in the global economy
→ Trade Based Money Laundering
→ Third Party Risks and Due Diligence
→ Financial crime risk through subsidiaries
→ Protecting against financial crime during a pandemic
→ Understanding anti-money laundering (AML)
→ Cross-jurisdictional treaties and enforcement
→ Off-shore banking
→ Challenges for financial institutions
→ Reporting requirements
→ Development of the Risk Based Approach
→ Understanding anti-terrorism laundering (ATF)
→ Frameworks for identifying suspicious activity
→ Monitoring, detection and reporting breaches
→ Designing an effective internal reporting system
→ Managing the investigation process
→ Bribery and corruption
→ Insider trading
→ Market manipulation
→ Sanctions and their role in the global economy
→ Trade Based Money Laundering
→ Third Party Risks and Due Diligence
→ Financial crime risk through subsidiaries
→ Protecting against financial crime during a pandemic
Day 5
Information Security Risk Management
→ Introduction to information security risk management
→ Global information regulatory trends
→ Data privacy compliance
• International frameworks
− GDPR / CCPA / NIST and others
− Data privacy
− Data consent
− Personal data
− Data processing
• Local realities
→ Implementing a data compliance framework
→ Data sensitivity
→ The Cybersecurity function
→ Information security governance
→ Data security policies
→ Limited data collection
→ Data encryptions
→ Identifying and thwarting cyberattacks
→ Preparing employees
→ Protection in the age of e-commerce
→ Global information regulatory trends
→ Data privacy compliance
• International frameworks
− GDPR / CCPA / NIST and others
− Data privacy
− Data consent
− Personal data
− Data processing
• Local realities
→ Implementing a data compliance framework
→ Data sensitivity
→ The Cybersecurity function
→ Information security governance
→ Data security policies
→ Limited data collection
→ Data encryptions
→ Identifying and thwarting cyberattacks
→ Preparing employees
→ Protection in the age of e-commerce
Who Should Attend?
This highly practical and interactive course has been specifically designed for
This program is designed to provide a holistic overview of compliance. All professionals with responsibility for compliance will benefit by attending, specifically:
→ Compliance Officers/Managers and their Deputies
→ Managers with responsibility for internal compliance controls
→ Managers and Executives
→ Professionals Risk Managers
→ Legal Advisers and Lawyers
→ Auditors and Audit Managers
→ Regulatory Representatives
→ Accountants
→ Company Secretaries
FAQ
What language will the course be taught in and what level of English do I need to take part in an LEORON training program?
Most of our public courses are delivered in English language. You need to be proficient in English to be able to fully participate in the workshop and network with other delegates. For in-house courses we have the capability to train in Arabic, Dutch, German and Portuguese.
Are LEORON Public courses certified by an official body/organization?
LEORON Institute partners with 20+ international bodies and associations.We also award continuing professional development credits (CPE/PDUs) for:1. NASBA (National Association of State Boards of Accountancy) 2. Project Management Institute PDUs 3. CISI credits 4. GARP credits 5. HRCI recertification credits 6. SHRM recertification credits
What is the deadline for registering to a public course?
The deadline to register for a public course is 14 days before the course starts. Kindly note that occasionally we do accept late registrations as well, but this needs to be confirmed with the project manager of the training program or with our registration desk that can be reached at +1071 4 1075 5711 or [email protected]
What does the course fee cover?
The course fee covers a premium training experience in a 5-star hotel, learning materials, lunches & refreshments, and for some courses, the certification fee and membership with the accrediting bodies.
Does LEORON give discounts?
Yes, we can provide discounts for group bookings. If you would like to discuss a discount on a corporate level, we will be happy to talk to you.
Reviews
- Review:This was the most tremendous and fruitful experienceOFFICIALLY, I’m a Certified Compliance Professional! Even though the past 5 days were heavy, it was the most tremendous and fruitful journeys which for sure was full of information and knowledge that I’m grateful to have. As usual, I attract attention by being the noisy one by interfering, asking, participating, and try as much as I can to be of added value. Thankfully we had such a great trainer Sam Gibbins, who bore my continues questions and jumps in. Those who don’t thank the people, don’t thank the lord so BIG THANK YOU Sam Gibbins for running such an amazing course. On the other hand, I also would like to thank Drena Latifi for her follow-ups and arrangements during the past 2 weeks and of course can’t forget the hidden soldier who facilitated this course and made us all feel comfortable just like home, the amazing Sally El Hagrassy, MSc, ICALS™. I’m leaving Dubai tomorrow with mixed feelings full of joy of becoming a #CCP and sadness as I still want to gain more knowledge, but I'm sure this will never be the last time with LEORON Institute so, tell we meet again, this was Asem.Asem AldughemHead of Compliance, Chedid Insurance Brokers KSA
- Review:Thank you for exceeding my expectation and for an amazing journeyDear Drena, I really would like to thank you for the amazing journey I had. Usually, people get bored of attending 1-day training, however, I enjoyed each and every single second spent during the 5 days! The amount of knowledge Sam has is priceless, the way he led the class was friendly & most importantly he was ready to discuss and answer any question and assist in linking whatever we learn to our daily work. He provided guidance on how we can leverage the knowledge we gain to improve the quality of our tasks. No doubt, LEORON will always be my first recommendation to anyone who wants to step up in his career. Again, THANK YOU, for exceeding my expectations.Asem A. Al DughemCompliance Manager, Chedid Insurance Brokers
- Review:The CCP program is an amazing course which takes you deep into the Compliance & AML world adding new knowledge even to the most experienced compliance officers. The CCP course is a remarkable experience which added a lot of new and updated information to my knowledge, specifically due to the rich material and the case studies discussed, in addition to the knowledge of the trainer who added life to the course by sharing live cases and his personal experience in the field. The CCP course is not a typical program but rather a wonderful 5 days full of intense knowledge and fun.Warif KanaanHead of Compliance - Citi Bank
- Review:The CCP training “course” was “off course” very valuable and enjoyable”: this was the feeling among all participants at the end of this course. Really, it helped me to be aware of the most updated international standards of AML, compliance and corporate governance and covered all points which will reflect positively on my professional performance. Many thanks to Leoron for organizing such excellent and valuable training course. -KuwaitHisham Al SukkaryDoha Bank
